Susanna Lam Ka Siu
蕭琳嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Lam Ka Siu (蕭琳嘉), a licensed Representative with CE reference BJP296. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-05-07 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-05-07 | present |
| Goldlink Securities Limited 金聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-03 | 2026-02-20 |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-03 | 2026-02-20 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2021-10-29 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-23 | 2021-10-29 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-05 | 2018-06-30 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-05 | 2018-06-30 |