Susanna Lam Ka Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Lam Ka Siu (蕭琳嘉), a licensed Representative with CE reference BJP296. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-07 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-07 | present |
| Goldlink Securities Limited 金聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-03 | 2026-02-20 |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-03 | 2026-02-20 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-23 | 2021-10-29 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-23 | 2021-10-29 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-05 | 2018-06-30 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-05 | 2018-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Susanna Lam Ka Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.