Lai Yee Li
李禮怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Li (李禮怡), a licensed former licensee with CE reference AIP435. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2018-01-02 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2018-01-02 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-08 | 2018-01-02 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-03 | 2016-01-21 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-23 | 2014-07-02 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-31 | 2012-03-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-18 | 2008-01-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-18 | 2008-01-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-18 | 2005-01-21 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-24 |