Lyndon John Arthurson
林凱強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lyndon John Arthurson (林凱強), a licensed former licensee with CE reference BAI470. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-08 | 2020-08-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-01-08 | 2020-08-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2016-01-08 | 2020-08-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-12 | 2016-01-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2016-01-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-12 | 2016-01-08 |