Wing Sze Lam
林詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Lam (林詠詩), a licensed former licensee with CE reference AFB574. This person has 6.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sze Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.