Queenie Lim Yan Lam
林念恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Queenie Lim Yan Lam (林念恩), a licensed former licensee with CE reference ASC841. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-29 | 2022-07-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-29 | 2022-07-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-12-29 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-29 | 2022-07-31 |