Wing Chit Lam
林永哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chit Lam (林永哲), a licensed former licensee with CE reference AHC975. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | RO | Type 3 — Leveraged foreign exchange trading | 2018-03-08 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2015-07-20 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-12-11 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-11 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2013-12-11 | 2018-03-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2011-12-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-03 | 2011-12-30 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-06-03 | 2011-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-20 | 2008-02-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-20 | 2008-02-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-08 | 2008-02-12 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-14 | 2006-12-11 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-08-15 | 2006-08-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-11 |