Wing Chit Lam
林永哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chit Lam (林永哲), a licensed former licensee with CE reference AHC975. This person has 13.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | RO | Type 3 - Leveraged foreign exchange trading | 2018-03-08 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 9 - Asset management | 2015-07-20 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2013-12-11 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2013-12-11 | 2021-11-01 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2013-12-11 | 2018-03-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-03 | 2011-12-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-03 | 2011-12-30 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-06-03 | 2011-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-20 | 2008-02-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-20 | 2008-02-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-01-08 | 2008-02-12 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-09-14 | 2006-12-11 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-08-15 | 2006-08-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chit Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.