Chi Kwan Tam
譚志均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Tam (譚志均), a licensed former licensee with CE reference AAF330. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2014-03-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2006-07-04 |