Raymond Yim Man Chow
周炎文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yim Man Chow (周炎文), a licensed former licensee with CE reference AAA375. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-03 | 2014-11-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2017-01-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-10 | 2017-01-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-10 | 2011-01-27 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-10 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-10 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-30 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-30 |