Wallace Sze Yiu Lam
林思耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Sze Yiu Lam (林思耀), a licensed former licensee with CE reference AEJ405. This person has 3.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-13 | 2006-06-01 |
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2005-11-07 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-26 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-25 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wallace Sze Yiu Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kar Leung Lam | ASG Brokerage Limited | 2003–2004 |
| Chi Wai Chan | ASG Futures Limited | 2003–2004 |
| Chung Yan Ng | ASG Futures Limited | 2003 |
| Cindy Shuk Kwan Lin | ASG Futures Limited | 2003 |
| Wai Kit Lee | ASG Futures Limited | 2003 |
| Kit Ching Lee | ASG Futures Limited | 2003 |
| Yin Lam Ng | ASG Futures Limited | 2003 |
| Siu Hung Lee | ASG Brokerage Limited | 2003–2004 |
| Kate Hiu Ha Lam | ASG Futures Limited | 2003 |
| Wing Kuen Cheung | ASG Futures Limited | 2003 |
| Muson Shut Shing Cheung | ASG Futures Limited | 2003 |
| Wai Chan | ASG Futures Limited | 2003 |
| Sheung Kan Lui | ASG Futures Limited | 2003 |
| Ah Sang Lee | Bosco Securities Limited | 2004–2005 |
| Kin Keung To | Bosco Securities Limited | 2004–2005 |
| Emily Yuk Yu Kwong | Bosco Securities Limited | 2004–2005 |
| Kim Fung Ng | Bosco Securities Limited | 2004–2005 |
| Yuk Wah Wan | Bosco Securities Limited | 2004–2005 |
| Kai Yin Li | Bosco Securities Limited | 2004–2005 |
| Hin Wing Chan | Bosco Securities Limited | 2004–2005 |