Hong Chen

陳宏
CE No. AQX058 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Chen (陳宏), a licensed former licensee with CE reference AQX058. This person has 2.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Grand Cartel Securities Company Limited
宏大證券有限公司
RO Type 1 - Dealing in securities 2018-06-22 2020-11-25
Grand Cartel Hong Kong Asset Management Limited
宏大香港資產管理有限公司
RO Type 9 - Asset management 2018-06-22 2020-12-10

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andrew Koon Hung To Grand Cartel Hong Kong Asset Management Limited 2019–2020
Cheng He Grand Cartel Hong Kong Asset Management Limited 2019–2020
Man Kwan Yuen Grand Cartel Securities Company Limited 2018–2019
Cheng Zhang Grand Cartel Hong Kong Asset Management Limited 2018–2019
Jie Duan Grand Cartel Securities Company Limited 2019
Lap Kei Yeung Grand Cartel Securities Company Limited 2018–2019
Lingrui Zha Grand Cartel Hong Kong Asset Management Limited 2018
Mei Shan Fung Grand Cartel Securities Company Limited 2020
Sheung Wah Choi Grand Cartel Hong Kong Asset Management Limited 2018
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