Yiu Fai Fung

馮耀輝
CE No. AAB976 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Fai Fung (馮耀輝), a licensed former licensee with CE reference AAB976. This person has 8.4 years of SFC licence history. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Rui Feng Asset Management Limited
瑞豊資產管理有限公司
RO Type 9 - Asset management 2016-12-02 2019-06-30
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RO Type 1 - Dealing in securities 2008-06-02 2009-02-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RO Type 4 - Advising on securities 2008-06-02 2009-02-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RO Type 5 - Advising on futures contracts 2008-06-02 2009-02-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RO Type 9 - Asset management 2008-06-02 2009-02-01
Fortis Investment Management Hong Kong Limited RO Type 1 - Dealing in securities 2008-02-14 2008-08-18
Fortis Investment Management Hong Kong Limited RO Type 4 - Advising on securities 2008-02-14 2008-08-18
Fortis Investment Management Hong Kong Limited RO Type 9 - Asset management 2008-02-14 2008-08-18
FTL Wealth Management (HK) Limited
富通財富管理有限公司
RO Type 4 - Advising on securities 2008-01-10 2009-02-01
Fortis Investment Management Hong Kong Limited RO Type 5 - Advising on futures contracts 2007-10-31 2008-08-18
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
RO Type 1 - Dealing in securities Pre-2003 2008-01-31
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
RO Type 4 - Advising on securities Pre-2003 2008-01-31
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
RO Type 5 - Advising on futures contracts Pre-2003 2008-01-31
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-07-25
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
RO Type 9 - Asset management Pre-2003 2008-01-31

Related