Surina Wai Yi Hui
許慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Surina Wai Yi Hui (許慧儀), a licensed former licensee with CE reference AFH469. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Gavekal Asia Limited | Rep | Type 9 — Asset management | 2008-07-02 | 2008-12-31 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2008-03-20 | 2008-12-31 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-03-01 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-11-01 | 2008-03-01 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | 2007-11-01 | 2008-03-01 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2007-11-01 | 2008-03-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-26 | 2007-10-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-26 | 2007-10-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-09-26 | 2007-10-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-26 | 2007-09-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-03-26 | 2007-09-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-03-26 | 2007-09-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-03-26 | 2007-10-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-05 | 2007-03-26 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-10-05 | 2007-03-26 |