Mou Chin Lee
李茂展
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mou Chin Lee (李茂展), a licensed former licensee with CE reference AFN232. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-21 | 2006-04-07 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-21 | 2006-04-07 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |