Junpeng Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junpeng Chen (陳俊鵬), a licensed Responsible Officer with CE reference BTR953. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 - Asset management | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 - Asset management | 2023-09-05 | 2023-09-19 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-29 | 2023-09-19 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-09-19 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Junpeng Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dong Wen Chen | Theia Securities Limited | 2024–present |
| Sze Wai Choy | Theia Securities Limited | 2024–present |
| William Siu Lung Chun | Theia Securities Limited | 2024–present |
| Kong Kit Tsang | Theia Securities Limited | 2023–2024 |
| Tao Lin | Theia Securities Limited | 2025–present |
| Barry Ho Cheong Leung | Theia Securities Limited | 2025–2026 |
| Yue Zhao | Theia Securities Limited | 2023–2024 |
| Yihang Zhang | Theia Securities Limited | 2025–2026 |
| Ka Cheung Yung | Theia Securities Limited | 2023 |
| Pan Wing Li | Theia Securities Limited | 2023 |
| Hok Yin Lai | Theia Securities Limited | 2023 |