Kai Wan Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wan Siu (蕭佳韻), a licensed Responsible Officer with CE reference BSR607. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-23 | 2022-09-29 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-23 | 2022-09-29 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-23 | 2022-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wan Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.