Yu Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Cao (曹裕), a licensed Responsible Officer with CE reference BOS198. Currently licensed at 1 firm(s): HTF Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.3 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-07-02 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 - Asset management | 2025-07-02 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-10 | present |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-10 | 2025-03-27 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-19 | 2025-03-27 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-11 | 2024-04-10 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-11 | 2025-03-27 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-06 | 2023-07-01 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-06 | 2023-07-01 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-30 | 2022-09-05 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-30 | 2022-09-05 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 - Asset management | 2019-08-30 | 2022-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tinghui Li | HTF Securities Limited | 2019–2022 |
| Chi Hang Yeung | HTF Securities Limited | 2021–2025 |
| Parish Cheung Ki Wong | HTF Securities Limited | 2020–2023 |
| Sheung Yuk Chiu | HTF Securities Limited | 2019–2023 |
| Xunming Li | Roofer Securities Limited | 2023–2025 |
| Niki Ning Ki Yeung | Roofer Securities Limited | 2023–2025 |
| Gen Li | HTF Securities Limited | 2019–2022 |
| Hui Feng | HTF Securities Limited | 2020–2022 |
| Shuonan Li | Roofer Asset Management Limited | 2024–2025 |
| Kin Wah Chan | Roofer Asset Management Limited | 2024–2025 |
| Wilson Chun Lam | HTF Securities Limited | 2024–present |
| Chun Kit Hung | HTF Securities Limited | 2020–2022 |
| Sijing Guo | Roofer Asset Management Limited | 2024–2025 |
| Meng Han | HTF Securities Limited | 2023–2025 |
| Carrie Lun | Roofer Securities Limited | 2024–2025 |
| Lei Wu | Roofer Securities Limited | 2024–2025 |
| Chi Kin Fung | Roofer Securities Limited | 2023–2025 |
| Mary Ting Hing See | Roofer Securities Limited | 2023–2025 |
| Dafu Feng | HTF Securities Limited | 2024 |
| An Li | Roofer Securities Limited | 2023–2025 |