Yan Wang
王琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王琰), a licensed former licensee with CE reference BOA764. This person has 3.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-11 | 2022-07-31 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2022-07-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-12 | 2021-01-04 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-12 | 2021-01-04 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-12 | 2021-01-04 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-12 | 2021-01-04 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2020-03-26 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-20 | 2020-03-26 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-05-20 | 2020-03-26 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-25 | 2020-03-26 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-25 | 2020-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.