Cheuk Ming Ko
高卓銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ming Ko (高卓銘), a licensed former licensee with CE reference BNU439. This person has 2.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-06 | 2021-09-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-06 | 2021-09-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-06 | 2021-09-30 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-17 | 2021-08-01 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-17 | 2021-08-01 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-08-01 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-03 | 2021-08-01 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-21 | 2019-08-01 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-21 | 2019-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Ming Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.