Hei Yu Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yu Kwok (郭晞瑜), a licensed Responsible Officer with CE reference BLH236. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 - Advising on securities | 2026-06-17 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 - Asset management | 2026-06-17 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-17 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 9 - Asset management | 2025-03-04 | 2026-06-17 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-17 | 2026-06-17 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-13 | 2024-12-17 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-13 | 2024-10-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-11 | 2020-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Yu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.