Ha Chun Roman Tsoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Chun Roman Tsoi (蔡夏晉), a licensed Representative with CE reference BJB404. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2021-08-02 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-08 | present |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-18 | 2021-01-29 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-04-18 | 2021-01-29 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2021-01-29 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-13 | 2021-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ha Chun Roman Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.