Zhijian Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhijian Ye (葉志堅), a licensed Responsible Officer with CE reference BHS216. Currently licensed at 2 firm(s): Hong Kong Rich & Fortune Assets Management Co., Limited, Hongkong Rich & Fortune Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Rich & Fortune Assets Management Co., Limited 香港匯鑫富資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-22 | present |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-20 | present |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 4 - Advising on securities | 2021-09-20 | present |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-22 | 2021-09-20 |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-04 | 2021-09-20 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-23 | 2019-01-03 |
| CPLUS ASSET MANAGEMENT LIMITED 柏富資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-15 | 2018-11-05 |
| CPLUS SECURITIES LIMITED 柏富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-16 | 2018-11-05 |
| CPLUS SECURITIES LIMITED 柏富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-16 | 2018-11-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhijian Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.