Chaoran Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaoran Xie (謝超然), a licensed Representative with CE reference BGV754. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-13 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-13 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-18 | 2017-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chaoran Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.