Wai Sum Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Luk (陸偉琛), a licensed Responsible Officer with CE reference BGE246. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 10.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-20 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 - Advising on securities | 2023-01-20 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-01-20 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-14 | 2023-01-20 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-14 | 2023-01-20 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-14 | 2023-01-20 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2019-08-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2019-08-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-09 | 2019-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sum Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.