Tsz Wan Vivian Tsoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wan Vivian Tsoi (蔡芷韻), a licensed Responsible Officer with CE reference BFU951. Currently licensed at 1 firm(s): ARIEL CAPITAL LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARIEL CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2026-08-14 | present |
| ARIEL CAPITAL LIMITED | RO | Type 9 - Asset management | 2026-08-14 | present |
| ARIEL CAPITAL LIMITED | Rep | Type 4 - Advising on securities | 2026-08-10 | 2026-08-14 |
| ARIEL CAPITAL LIMITED | Rep | Type 9 - Asset management | 2026-08-10 | 2026-08-14 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 - Asset management | 2024-10-14 | 2026-07-31 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-29 | 2024-10-14 |
| Soul Ventures Investment Limited | RO | Type 9 - Asset management | 2022-12-01 | 2024-03-15 |
| Soul Ventures Investment Limited | Rep | Type 9 - Asset management | 2022-10-31 | 2022-12-01 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-31 | 2022-09-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-25 | 2017-08-18 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 - Asset management | 2016-11-25 | 2017-08-18 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-09-06 | 2016-09-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-17 | 2016-09-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-15 | 2015-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wan Vivian Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.