Xiaoyi Huang

黃瀟逸
CE No. BFA540 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Huang (黃瀟逸), a licensed former licensee with CE reference BFA540. This person has 5.9 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2018-07-11 2021-02-27
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2018-07-11 2021-02-27
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 5 - Advising on futures contracts 2018-01-18 2018-06-20
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2017-01-20 2018-06-20
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2017-01-20 2018-06-20
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2017-01-20 2018-06-20
Caitong International Asset Management Co., Limited
財通國際資產管理有限公司
Rep Type 9 - Asset management 2015-03-13 2017-01-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyi Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Pengwei Luo Caitong International Asset Management Co., Limited 2015–2017
Ut Hong Ieong Caitong International Asset Management Co., Limited 2015–2017
Huaqiang Cao Caitong International Asset Management Co., Limited 2015–2016
Zhe Fan Caitong International Asset Management Co., Limited 2015–2017
Chuen Lok Yau Caitong International Asset Management Co., Limited 2015–2017
Benjamin Zhiyi Chen Caitong International Asset Management Co., Limited 2015–2017
Geoffrey Man Hon Lam Caitong International Asset Management Co., Limited 2015–2017
Minmin Song Caitong International Asset Management Co., Limited 2015–2017
Paul Sze Hoo Wong Caitong International Asset Management Co., Limited 2015–2017
Lumiao Zhao Caitong International Asset Management Co., Limited 2015–2017
Zuoyin Shao Caitong International Asset Management Co., Limited 2015–2016
Hengky Caitong International Asset Management Co., Limited 2015–2016
Chun Yin Pang Caitong International Asset Management Co., Limited 2015–2017
Tsz Lan Chua Caitong International Asset Management Co., Limited 2015–2016
Joanne Xisheng Zheng Caitong International Asset Management Co., Limited 2015–2016
Wai Ming Tsang Caitong International Asset Management Co., Limited 2016
Bin Qian Caitong International Asset Management Co., Limited 2016–2017
Mong Lee Lily Chan Caitong International Asset Management Co., Limited 2015–2016
Jesse C. Chen Caitong International Asset Management Co., Limited 2016–2017
Hiu Yeung Tsoi Caitong International Asset Management Co., Limited 2016–2017

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