Joanne Xisheng Zheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Xisheng Zheng ( ), a licensed former licensee with CE reference BFY842. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-27 | 2024-01-03 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | 2024-01-03 |
| SunPlus Capital Limited 新領資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-28 | 2022-07-27 |
| SunPlus Capital Limited 新領資本有限公司 |
Rep | Type 9 — Asset management | 2022-06-28 | 2022-07-27 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-12 | 2022-02-16 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-29 | 2022-02-15 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-29 | 2022-02-15 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-06-22 | 2018-10-21 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-06-22 | 2018-10-21 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2018-06-03 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-12 | 2018-06-03 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-14 | 2016-06-01 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-14 | 2016-06-01 |