Timothy Laurence Proudlock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Laurence Proudlock (彭樂添), a licensed Responsible Officer with CE reference BEZ154. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2017-07-20 | present |
| St. James's Place (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2017-07-20 | present |
| St. James's Place (Hong Kong) Limited | RO | Type 9 - Asset management | 2017-07-20 | present |
| Capstone Financial (HK) Limited | RO | Type 4 - Advising on securities | 2021-08-03 | 2024-07-02 |
| Capstone Financial (HK) Limited | RO | Type 9 - Asset management | 2021-08-03 | 2024-07-02 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-09-15 | 2017-07-20 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-11 | 2017-07-20 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-11 | 2017-07-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-12 | 2016-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Laurence Proudlock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.