Yanqi Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanqi Xie (謝彥琦), a licensed Representative with CE reference BEM366. Currently licensed at 2 firm(s): CMB International Asset Management Limited, CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-02 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2018-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-17 | 2018-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-17 | 2018-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanqi Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.