Yawen Gao
高雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen Gao (高雅文), a licensed Representative with CE reference BDU945. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-10 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-03-10 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-12 | 2021-02-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-12 | 2021-02-05 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-18 | 2016-07-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-18 | 2016-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yawen Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.