Dixon Chi Kong Lau
劉志剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Chi Kong Lau (劉志剛), a licensed former licensee with CE reference AYV454. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2021-11-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-16 | 2021-11-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-18 | 2016-01-21 |