Zhi Yuan Yan
嚴志源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Yuan Yan (嚴志源), CE reference BSL549. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-15 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-15 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-12 | present |