Qian Liu
劉茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Liu (劉茜), a licensed former licensee with CE reference BBU130. This person has 9.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-02 | 2023-10-19 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-08 | 2023-05-31 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-20 | 2023-05-31 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-06 | 2015-10-20 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-31 | 2015-07-29 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-31 | 2015-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.