Nga Ki Lau
劉雅琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ki Lau (劉雅琪), a licensed former licensee with CE reference ASY491. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2026-01-04 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-18 | 2026-01-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-20 | 2017-09-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-24 | 2014-09-28 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-06-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-08 | 2011-09-06 |