Yuting Dong

董宇婷
CE No. BDC642 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuting Dong (董宇婷), a licensed former licensee with CE reference BDC642. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
SPDB International Securities Limited
浦銀國際證券有限公司
Rep Type 1 — Dealing in securities 2021-07-19 2022-04-14
SPDB International Capital Limited
浦銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2018-05-29 2022-04-14
SPDB International Capital Limited
浦銀國際融資有限公司
Rep Type 1 — Dealing in securities 2018-04-04 2022-04-14
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2017-03-22 2018-03-18
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2015-11-27 2016-05-27
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2015-11-27 2016-05-27
Natixis Asia Limited Rep Type 1 — Dealing in securities 2014-03-17 2015-08-14
Natixis Asia Limited Rep Type 4 — Advising on securities 2014-03-17 2015-08-14

Related