Shiyun Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyun Han (韓士筠), a licensed Responsible Officer with CE reference BBK290. Currently licensed at 2 firm(s): Zhongcai Asset Management Limited, Zhongcai Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-07 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-07 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-12-20 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 - Asset management | 2016-12-20 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-13 | 2018-02-07 |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-13 | 2018-02-07 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-13 | 2016-12-20 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-13 | 2016-12-20 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiyun Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Steve Yuk Fat Ma | Zhongcai Securities Limited | 2015–present |
| On Hong Lau | Zhongcai Securities Limited | 2015–2020 |
| Alisha Hsiao-Hung Ma | Zhongcai Asset Management Limited | 2015–2025 |
| So Ying Shum | Zhongcai Securities Limited | 2021–present |
| Wai Cheung Yip | Zhongcai Securities Limited | 2015–2022 |
| Pei Kun Ge | Zhongcai Asset Management Limited | 2018–present |
| Hung Man Fu | Zhongcai Securities Limited | 2015–2020 |
| Wilson Chun Lam | Zhongcai Securities Limited | 2016–2018 |
| Cheuk Fung Leung | Zhongcai Securities Limited | 2019–2021 |
| Hiu Chun Wong | Zhongcai Securities Limited | 2019–2020 |
| Phillip Lap Chi Au | Zhongcai Securities Limited | 2015–2017 |
| Danfang Zheng | Zhongcai Asset Management Limited | 2025–present |
| Yujie Zhou | Zhongcai Asset Management Limited | 2025–present |
| Minan Xiong | Zhongcai Asset Management Limited | 2015–2016 |
| Dan Jin | Zhongcai Asset Management Limited | 2025–present |
| Wan Chau Li | Zhongcai Asset Management Limited | 2018 |
| Veronique Marcelle Ficheux | Zhongcai Asset Management Limited | 2015 |