Shane Anthony Forster
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Anthony Forster, a licensed Responsible Officer with CE reference BBB058. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2023-05-04 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-12 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-12 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-09-08 | 2023-05-04 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-31 | 2018-04-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-31 | 2018-04-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-08-31 | 2018-04-12 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2013-04-16 | 2017-08-31 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2013-04-16 | 2017-08-31 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 9 - Asset management | 2013-04-16 | 2017-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shane Anthony Forster during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.