Wai Sze Wong

黃慧思
CE No. BAA860 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Wong (黃慧思), a licensed former licensee with CE reference BAA860. This person has 9.4 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Kingdom Investment Managers Limited
國權投資管理有限公司
Rep Type 4 - Advising on securities 2023-09-20 2025-08-23
Kingdom Investment Managers Limited
國權投資管理有限公司
Rep Type 9 - Asset management 2023-09-20 2025-08-23
Kingdom Securities Limited
國權證券有限公司
Rep Type 1 - Dealing in securities 2023-05-17 2025-08-23
Bluemount Securities Limited
藍山證券有限公司
Rep Type 1 - Dealing in securities 2018-07-30 2023-03-23
Bluemount Securities Limited
藍山證券有限公司
Rep Type 4 - Advising on securities 2018-04-16 2023-03-23
Bluemount Asset Management Limited
藍山資產管理有限公司
Rep Type 9 - Asset management 2018-04-16 2023-03-23
Grand Partners Investment Consultants Limited
利盟投資顧問有限公司
Rep Type 4 - Advising on securities 2016-10-04 2018-01-04
Grand Partners Asset Management Limited
利盟資產管理有限公司
Rep Type 9 - Asset management 2016-10-04 2018-01-04
Central China International Capital Limited
中州國際融資有限公司
Rep Type 6 - Advising on corporate finance 2012-10-10 2013-09-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sze Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kuen Cheong Lai Bluemount Asset Management Limited 2018–2023
Hoi Hin Khoo Bluemount Asset Management Limited 2018–2022
Hok Lai Li Bluemount Asset Management Limited 2018–2021
Siu Wan Lo Bluemount Securities Limited 2019–2022
Mei Chi Kingdom Securities Limited 2023–2025
To Sing Poon Kingdom Securities Limited 2023–2025
King Chun Horace Leung Bluemount Asset Management Limited 2020–2022
Kit Tin Lau Bluemount Asset Management Limited 2018–2020
Pui Hang Eric Mak Bluemount Securities Limited 2018–2020
Weiquan Xie Grand Partners Asset Management Limited 2016–2018
Suzanne To Quan Ton Grand Partners Asset Management Limited 2016–2018
Ping Sum Tang Grand Partners Asset Management Limited 2016–2017
Howard King Ho Tam Bluemount Asset Management Limited 2018–2020
Ka Man Yan Bluemount Asset Management Limited 2020–2022
Joseph Wai Shing Orr Grand Partners Asset Management Limited 2016–2017
Hok Yin Li Bluemount Asset Management Limited 2020–2021
Anthony Sheung Man Cheung Bluemount Securities Limited 2018–2020
Leung Yu Fong Bluemount Securities Limited 2020–2022
Yiu Fai Au Bluemount Asset Management Limited 2021–2022
Stephen Kai Chuen Im Grand Partners Asset Management Limited 2016–2018

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