Hok Yin Li
李學賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yin Li (李學賢), a licensed former licensee with CE reference AUN085. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-08 | 2021-06-30 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-08 | 2021-06-30 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-08 | 2021-06-30 |