Joseph Wai Shing Orr
柯偉聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Shing Orr (柯偉聲), a licensed former licensee with CE reference AHF354. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-10 | 2023-09-24 |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-24 | 2023-09-24 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-16 | 2019-04-24 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2016-08-18 | 2017-08-18 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-20 | 2017-08-18 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-12-18 | 2014-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 9 — Asset management | 2013-12-18 | 2014-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-19 | 2013-12-18 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-11-19 | 2013-12-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | 2011-09-05 | 2012-06-27 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2011-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-02-24 | 2011-08-15 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-24 | 2009-10-07 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-24 | 2009-10-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-24 | 2009-10-07 |