Joseph Wai Shing Orr
柯偉聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Shing Orr (柯偉聲), a licensed former licensee with CE reference AHF354. This person has 10.6 years of SFC licence history. Total licence records on file: 19.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-10 | 2023-09-24 |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-24 | 2023-09-24 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-16 | 2019-04-24 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2016-08-18 | 2017-08-18 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 - Asset management | 2015-07-20 | 2017-08-18 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 4 - Advising on securities | 2013-12-18 | 2014-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 9 - Asset management | 2013-12-18 | 2014-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-19 | 2013-12-18 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-11-19 | 2013-12-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-09-05 | 2012-06-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | 2011-09-05 | 2012-06-27 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-24 | 2011-08-15 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-02-24 | 2011-08-15 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-24 | 2009-10-07 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-24 | 2009-10-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-24 | 2009-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Wai Shing Orr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.