Li Cheng
程莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Cheng (程莉), a licensed Responsible Officer with CE reference AZB216. Currently licensed at 1 firm(s): KVV Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVV Capital Limited 君臨資本有限公司 |
RO | Type 4 - Advising on securities | 2022-09-16 | present |
| KVV Capital Limited 君臨資本有限公司 |
RO | Type 9 - Asset management | 2022-09-16 | present |
| KVV Capital Limited 君臨資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-19 | 2022-09-16 |
| KVV Capital Limited 君臨資本有限公司 |
Rep | Type 9 - Asset management | 2022-07-19 | 2022-09-16 |
| Gate3 Capital Limited |
RO | Type 4 - Advising on securities | 2021-11-26 | 2022-04-22 |
| Gate3 Capital Limited |
RO | Type 9 - Asset management | 2021-11-26 | 2022-04-22 |
| Alaya Capital Limited 藏識資本有限公司 |
RO | Type 4 - Advising on securities | 2020-05-22 | 2021-03-04 |
| Alaya Capital Limited 藏識資本有限公司 |
RO | Type 9 - Asset management | 2020-05-22 | 2021-03-04 |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-19 | 2020-05-22 |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 9 - Asset management | 2018-12-19 | 2020-05-22 |
| Basic Asset Management Limited 基匯資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-14 | 2016-08-31 |
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-15 | 2016-07-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-25 | 2016-03-31 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-27 | 2015-05-21 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-27 | 2015-05-21 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-14 | 2013-08-01 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-14 | 2013-08-01 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-03-14 | 2013-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.