Xiaomin Sun
孫曉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Sun (孫曉敏), a licensed former licensee with CE reference AOD522. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2012-08-20 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-08-15 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-08-15 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 - Asset management | 2012-06-26 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-19 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-04-19 | 2017-04-26 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-03-20 | 2009-03-12 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-13 | 2009-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaomin Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.