Tsz Wai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Wong (黃子偉), a licensed Responsible Officer with CE reference AYJ435. Currently licensed at 1 firm(s): Cornucopiae Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 21.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-01 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-01 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-01 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-13 | 2026-06-01 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-13 | 2026-06-01 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-04-13 | 2026-06-01 |
| Silver Stone Asia Limited 銀華證券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-23 | 2025-10-31 |
| Silver Stone Asia Limited 銀華證券有限公司 |
RO | Type 9 - Asset management | 2025-06-23 | 2025-10-31 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2025-06-06 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-27 | 2025-06-06 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | 2020-08-28 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-21 | 2020-08-28 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-21 | 2020-08-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2017-05-17 | 2018-01-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-09 | 2018-01-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-06 | 2016-11-25 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-06 | 2016-11-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2013-07-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-10 | 2013-07-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-01 | 2012-10-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-01 | 2012-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.