Wing Yu Yim
嚴穎瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yu Yim (嚴穎瑜), a licensed former licensee with CE reference BGZ419. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-27 | 2022-04-30 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-04-16 | 2019-06-28 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-09 | 2019-06-28 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-27 | 2019-03-29 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-07 | 2019-03-29 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-18 | 2019-03-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-05 | 2017-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yu Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.