Zuoxuan Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zuoxuan Cao (曹佐瑄), a licensed Responsible Officer with CE reference AYH497. Currently licensed at 2 firm(s): XinKong International Securities Limited, XinKong International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-18 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-08-18 | present |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-08-18 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-06 | 2025-08-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-06 | 2025-08-18 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-08-06 | 2025-08-18 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-07 | 2025-07-31 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-07 | 2025-07-31 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-07 | 2025-07-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-12-03 | 2023-08-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-12-03 | 2023-08-31 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-11-18 | 2021-08-31 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 - Asset management | 2019-10-04 | 2021-08-31 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-28 | 2021-08-31 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-28 | 2019-11-18 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-10-28 | 2019-10-04 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-09 | 2013-05-16 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-26 | 2013-05-16 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-26 | 2013-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zuoxuan Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.