Liao Liao
廖料
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liao Liao (廖料), a licensed former licensee with CE reference BDM067. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-30 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-09-30 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2016-09-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-18 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-18 | 2016-09-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-18 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 — Asset management | 2014-07-08 | 2023-02-23 |