Wun Yuen Wong
黃煥沅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wun Yuen Wong (黃煥沅), a licensed Responsible Officer with CE reference BAG337. Currently licensed at 1 firm(s): Sino Financial Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-09-18 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 9 - Asset management | 2026-09-18 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-12 | 2026-09-18 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-08-12 | 2026-09-18 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 4 - Advising on securities | 2026-01-20 | 2026-06-14 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 9 - Asset management | 2026-01-20 | 2026-06-14 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-25 | 2026-06-14 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-21 | 2024-06-25 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2023-08-30 | 2024-03-29 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2023-02-27 | 2024-03-29 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-08 | 2024-03-29 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2022-06-08 | 2024-03-29 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-12 | 2022-06-08 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-12 | 2022-06-08 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 - Asset management | 2022-05-12 | 2023-02-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-15 | 2022-02-28 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-15 | 2022-02-28 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-19 | 2022-02-28 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-05-19 | 2017-09-15 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-04 | 2022-02-28 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-01-04 | 2022-02-28 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-05 | 2017-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wun Yuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.