Viet-Linh Ha Thuc
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Viet-Linh Ha Thuc, a licensed Responsible Officer with CE reference AXN202. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 14.8 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | RO | Type 1 - Dealing in securities | 2016-01-15 | present |
| Natixis Asia Limited | RO | Type 2 - Dealing in futures contracts | 2016-01-15 | present |
| Natixis Asia Limited | RO | Type 4 - Advising on securities | 2016-01-15 | present |
| Natixis Asia Limited | RO | Type 5 - Advising on futures contracts | 2016-01-15 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-23 | 2016-01-15 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-23 | 2016-01-15 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-23 | 2016-01-15 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2015-11-23 | 2016-01-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-16 | 2015-08-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-12-16 | 2015-08-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2014-12-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2014-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Viet-Linh Ha Thuc during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.