Ho Yau Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yau Chan (陳可柔), a licensed Representative with CE reference AXL565. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-09-23 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-09-23 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-09-23 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-07-11 | 2025-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-07-11 | 2025-08-29 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2024-07-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-27 | 2024-07-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2021-01-27 | 2024-07-01 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-26 | 2020-12-22 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-26 | 2020-12-22 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-08-26 | 2020-12-22 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-03 | 2019-07-10 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-20 | 2019-07-10 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-20 | 2019-07-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-15 | 2013-05-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2011-08-15 | 2013-05-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-20 | 2013-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yau Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.