Chun Pong Daniel Poon
潘振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong Daniel Poon (潘振邦), a licensed former licensee with CE reference AAD084. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zeal Asset Management Limited 行健資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-04 | 2025-07-31 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-09 | 2025-07-31 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
RO | Type 9 — Asset management | 2009-10-09 | 2025-07-31 |
| Buena Vista Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2008-09-16 | 2009-03-20 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-11 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-04 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |