Thomas Chung Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chung Ho Lee (李宗浩), a licensed Representative with CE reference AXF180. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 15.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-05-21 | present |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-25 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-21 | 2016-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Chung Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.